Filing Details
- Accession Number:
- 0001693623-17-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-26 20:56:28
- Reporting Period:
- 2016-10-05
- Filing Date:
- 2017-04-26
- Accepted Time:
- 2017-04-26 20:56:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720875 | Dynatronics Corp | DYNT | Electromedical & Electrotherapeutic Apparatus (3845) | 870398434 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187574 | Stuart Essig | 174 Nassau St. #320 Princeton NJ 08542 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-05 | 19,452 | $0.00 | 87,545 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-01-03 | 20,650 | $0.00 | 108,195 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-04-04 | 17,189 | $0.00 | 125,384 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-01-15 | 3,926 | $0.00 | 11,530 | No | 4 | P | Indirect | By spouse |
Restricted Common Stock | Acquisiton | 2017-01-15 | 3,926 | $0.00 | 3,926 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse |
No | 4 | P | Indirect | By spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Acquisiton | 2015-06-30 | 880,000 | $2.50 | 880,000 | $2.50 |
Common Stock | A-Warrants | Acquisiton | 2015-06-30 | 660,000 | $2.75 | 660,000 | $2.75 |
Common Stock | B-Warrants | Acquisiton | 2015-06-30 | 660,000 | $2.75 | 660,000 | $2.75 |
Common Stock | Series A Preferred Stock | Acquisiton | 2016-12-28 | 188,800 | $2.50 | 188,800 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
880,000 | 2015-06-30 | No | 4 | P | Direct | |
660,000 | 2015-06-30 | 2021-06-30 | No | 4 | P | Direct |
660,000 | No | 4 | P | Direct | ||
188,800 | 2016-12-28 | No | 4 | P | Indirect |
Footnotes
- Payment of quarterly dividends on 8% Series A Preferred Stock in shares of common stock valued at 90% of 10-day average closing bid price.
- Shares issued as compensation for services as a director of the Issuer, valued at $2.55 per share.
- Shares subject to forfeiture if service as a director terminates before July 15, 2017.
- The Series A Convertible Preferred Stock has no expiration date.
- The B-Warrants are exercisable any time after the date that the holder has purchased all of the shares of Common Stock underlying the A-Warrants issued to the holder and on or prior to the close of business on the six-year anniversary of such date.