Home > Insider Trading > Filing (0001179706-17-000124)

Filing Details

Accession Number:: 0001179706-17-000124
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-26 19:17:26
Reporting Period:: 2017-04-24

Filing Date:: 2017-04-26
Accepted Time:: 2017-04-26 19:17:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548933	F John Schultz	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Evp, Gc & Sec	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-04-24	359,702	$5.85	420,780	No	4	M	Direct
Common Stock	Disposition	2017-04-24	359,702	$18.36	61,078	No	4	S	Direct
Common Stock	Acquisiton	2017-04-24	107,655	$11.40	168,733	No	4	M	Direct
Common Stock	Disposition	2017-04-24	107,655	$18.36	61,078	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-04-24	359,702	$0.00	359,702	$5.85
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-04-24	107,655	$0.00	107,655	$11.40
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	4,738	$0.00	4,738	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	20,332	$0.00	20,332	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	9,919	$0.00	9,919	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	17,691	$0.00	17,691	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-12-06	2020-12-06	No	4	M	Direct
107,655	2014-12-11	2021-12-11	No	4	M	Direct
19,702			No	4	A	Direct
84,541			No	4	A	Direct
41,245			No	4	A	Direct
73,558			No	4	A	Direct

Footnotes

The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 19,015 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 41,647 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 20,318 of which will vest on 12/09/17, and 20,319 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 24,451 of which will vest on 12/07/17, and 24,452 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.