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Filing Details

Accession Number:: 0001179706-17-000122
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-26 19:16:44
Reporting Period:: 2017-04-24

Filing Date:: 2017-04-26
Accepted Time:: 2017-04-26 19:16:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	Computer & Office Equipment (3570)	473298624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1655996	P Christopher Hsu	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Evp, Gm Software	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-04-24	51,160	$11.01	82,582	No	4	M	Direct
Common Stock	Disposition	2017-04-24	51,160	$18.28	31,422	No	4	S	Direct
Common Stock	Acquisiton	2017-04-24	21,775	$11.28	53,197	No	4	M	Direct
Common Stock	Disposition	2017-04-24	21,775	$18.28	31,422	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-04-24	51,160	$0.00	51,160	$11.01
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-04-24	21,775	$0.00	21,775	$11.28
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	15,313	$0.00	15,313	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	5,043	$0.00	5,043	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	11,543	$0.00	11,543	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	33,272	$0.00	33,272	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	10,821	$0.00	10,821	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-04-01	25,732	$0.00	25,732	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
503,083	2016-11-02	2023-11-02	No	4	M	Direct
214,132	2016-12-09	2023-12-09	No	4	M	Direct
63,672			No	4	A	Direct
20,971			No	4	A	Direct
47,996			No	4	A	Direct
138,343			No	4	A	Direct
44,995			No	4	A	Direct
106,994			No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.40. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.