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Filing Details

Accession Number:: 0001209191-17-028249
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-26 18:08:17
Reporting Period:: 2017-04-25

Filing Date:: 2017-04-26
Accepted Time:: 2017-04-26 18:08:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145986	Aspen Aerogels Inc	ASPN	Wholesale-Lumber & Other Construction Materials (5030)	043559972

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1472399	M. Robert Gervis	C/O Aspen Aerogels, Inc. 30 Forbes Road, Building B Northborough MA 01532		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-04-25	1,100	$4.00	69,192	No	4	P	Indirect	Held by Robert Gervis 2014 Grantor Retained Annuity Trust
Common Stock	Acquisiton	2017-04-25	800	$4.00	95,182	No	4	P	Direct
Common Stock	Acquisiton	2017-04-26	2,000	$4.00	71,192	No	4	P	Indirect	Held by Robert Gervis 2014 Grantor Retained Annuity Trust
Common Stock	Acquisiton	2017-04-26	2,405	$4.00	97,587	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by Robert Gervis 2014 Grantor Retained Annuity Trust
No	4	P	Direct
No	4	P	Indirect	Held by Robert Gervis 2014 Grantor Retained Annuity Trust
No	4	P	Direct

Footnotes

This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.999 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.
The purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.985 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.