Filing Details
- Accession Number:
- 0000937556-17-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-26 17:22:58
- Reporting Period:
- 2017-04-24
- Filing Date:
- 2017-04-26
- Accepted Time:
- 2017-04-26 17:22:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228621 | E Joe Kiani | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Ceo And Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-24 | 100,000 | $30.79 | 219,241 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-24 | 100,000 | $99.00 | 119,241 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-04-25 | 13,201 | $30.79 | 132,442 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-25 | 13,201 | $101.00 | 119,241 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-04-26 | 40,958 | $30.79 | 160,199 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-26 | 40,958 | $101.00 | 119,241 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-04-24 | 100,000 | $30.79 | 100,000 | $30.79 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-04-25 | 13,201 | $30.79 | 13,201 | $30.79 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-04-26 | 40,958 | $30.79 | 40,958 | $30.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200,000 | 2009-02-07 | 2018-02-07 | No | 4 | M | Direct |
186,799 | 2009-02-07 | 2018-02-07 | No | 4 | M | Direct |
145,841 | 2009-02-07 | 2018-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 779,290 | Indirect | By Trust |
Common Stock | 352,919 | Indirect | By Trust |
Common Stock | 359,000 | Indirect | By Trust |
Common Stock | 2,250,291 | Indirect | By Trust |
Common Stock | 10,373 | Indirect | See Footnote |
Common Stock | 9,000 | Indirect | See Footnote |
Footnotes
- The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 8, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- Includes 300,000 shares previously reported as held by a trust for which Mr. Kiani is the sole trustee, which are actually held in a trust for which Mr. Kiani is not the sole trustee.
- Shares held in three trusts for which Mr. Kiani is not the sole trustee.
- Excludes 300,000 shares previously reported as held by a trust for which Mr. Kiani is the sole trustee, which are actually held in a trust for which Mr. Kiani is not the sole trustee.
- Shares held in one trust for which Mr. Kiani is the sole trustee.
- Shares held in Masimo Retirement Savings Plan.
- Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
- This option was granted on February 7, 2008 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.