Filing Details
- Accession Number:
- 0001072613-17-000266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-26 16:19:13
- Reporting Period:
- 2017-04-24
- Filing Date:
- 2017-04-26
- Accepted Time:
- 2017-04-26 16:19:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
913662 | Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc. | ABE | (0) | 133739905 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018138 | Plc Group Investment London Of City | 77 Gracechurch Street London England London X0 EC3V0AS | No | No | Yes | No | |
1034546 | City Of London Investment Management Co Ltd | 77 Gracechurch Street London England London X0 EC3V0AS | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-04-24 | 67,276 | $13.50 | 117,276 | No | 4 | P | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2017-04-24 | 67,276 | $13.50 | 1,895,603 | No | 4 | S | Indirect | As investment adviser to unaffiliated third-party segregated accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | As investment adviser to a private investment fund |
No | 4 | S | Indirect | As investment adviser to unaffiliated third-party segregated accounts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 Per Share | 291,479 | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | 149,487 | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | 284,179 | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | 289,929 | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | 221,327 | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | 168,705 | Indirect | As investment adviser to a Dublin, Ireland-listed open-ended investment company |
Common Stock, Par Value $.01 Per Share | 201,705 | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | 287,335 | Indirect | As investment adviser to a private investment fund |
Common Stock, Par Value $.01 Per Share | 73,865 | Indirect | As investment adviser to a private investment fund |
Footnotes
- These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
- These securities are beneficially owned by Emerging Markets Free Fund.
- These securities are beneficially owned by Emerging Markets Global Fund.
- These securities are beneficially owned by Emerging Markets Investable Fund.
- These securities are beneficially owned by Global Emerging Markets Fund.
- These securities are beneficially owned by The Emerging World Fund.
- These securities are beneficially owned by Emerging Free Markets Country Fund.
- These securities are beneficially owned by Emerging Markets Country Fund.
- These securities are beneficially owned by Investable Emerging Markets Country Fund.
- These securities are beneficially owned by The EM Plus CEF Fund.
- These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.
- No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
- As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.