Home > Insider Trading > Filing (0001493152-17-004386)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1559998	Algodon Wines & Luxury Development Group Inc.	VINO	()	NY

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1079963	L Scott Mathis	135 Fifth Avenue, Floor 10 New York NY 10010	President, Ceo & Director	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-06	2,800	$2.50	98,399	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2015-09-30	28,481	$0.00	28,481	$2.00
Common Stock	Warrant	Acquisiton	2015-12-31	3,518	$0.00	3,518	$2.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,070,047	2015-09-30	2020-09-30	No	4	A	Direct
4,070,047	2015-12-31	2020-12-31	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,660,656	Indirect	See footnote
Common Stock	336,545	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$2.20		2020-06-08	1,459,890	4,070,047	Direct
Common Stock	Stock Option	$3.85	2012-04-15	2016-04-15	25,000	4,070,047	Direct
Common Stock	Stock Option	$3.85		2016-07-06	422,500	4,070,047	Direct
Common Stock	Stock Option	$3.85	2013-04-15	2017-04-15	25,000	4,070,047	Direct
Common Stock	Stock Option	$2.48	2014-04-15	2018-04-15	25,000	4,070,047	Direct
Common Stock	Stock Option	$2.48	2013-06-30	2018-06-30	1,000,000	4,070,047	Direct
Common Stock	Stock Option	$2.48	2015-08-27	2019-08-27	150,000	4,070,047	Direct
Common Stock	Stock Option	$2.48		2019-08-27	500,000	4,070,047	Direct
Common Stock	Warrant	$2.30	2012-10-31	2017-10-31	85,518	4,070,047	Direct
Common Stock	Warrant	$2.30	2012-12-31	2017-12-31	18,939	4,070,047	Direct
Common Stock	Warrant	$2.30	2013-03-31	2018-03-31	22,878	4,070,047	Direct
Common Stock	Warrant	$2.30	2013-06-30	2018-06-30	2,460	4,070,047	Direct
Common Stock	Warrant	$2.30	2013-09-30	2018-09-30	27,561	4,070,047	Direct
Common Stock	Warrant	$2.30	2013-12-31	2018-12-31	36,031	4,070,047	Direct
Common Stock	Warrant	$2.30	2014-03-31	2019-03-31	59,053	4,070,047	Direct
Common Stock	Warrant	$2.30	2014-06-30	2019-06-30	58,834	4,070,047	Direct
Common Stock	Warrant	$2.30	2014-09-30	2019-09-30	31	4,070,047	Direct
Common Stock	Warrant	$2.30	2014-12-30	2019-12-30	40,364	4,070,047	Direct
Common Stock	Warrant	$2.00	2014-12-30	2019-12-30	10,800	4,070,047	Direct
Common Stock	Warrant	$2.00	2015-03-31	2020-03-31	24,600	4,070,047	Direct
Common Stock	Warrant	$2.00	2015-06-30	2020-06-30	43,589	4,070,047	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-06-08	1,459,890	4,070,047	Direct
2016-04-15	25,000	4,070,047	Direct
2016-07-06	422,500	4,070,047	Direct
2017-04-15	25,000	4,070,047	Direct
2018-04-15	25,000	4,070,047	Direct
2018-06-30	1,000,000	4,070,047	Direct
2019-08-27	150,000	4,070,047	Direct
2019-08-27	500,000	4,070,047	Direct
2017-10-31	85,518	4,070,047	Direct
2017-12-31	18,939	4,070,047	Direct
2018-03-31	22,878	4,070,047	Direct
2018-06-30	2,460	4,070,047	Direct
2018-09-30	27,561	4,070,047	Direct
2018-12-31	36,031	4,070,047	Direct
2019-03-31	59,053	4,070,047	Direct
2019-06-30	58,834	4,070,047	Direct
2019-09-30	31	4,070,047	Direct
2019-12-30	40,364	4,070,047	Direct
2019-12-30	10,800	4,070,047	Direct
2020-03-31	24,600	4,070,047	Direct
2020-06-30	43,589	4,070,047	Direct

Footnotes

Shares held by Mr. Mathis' 401(k) account.
Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
Options reflected herein are granted pursuant to Options granted pursuant to AWLD's 2008 Equity Incentive Plan.
Options to acquire 364,974 vest on June 8, 2016; thereafter options to acquire 91,243 shares vest every three months.
Options to acquire 105,625 vested on July 6, 2012; thereafter options to acquire 26,409 shares vest every three months.
Options to acquire 31,250 vest on November 27, 2014; thereafter options to acquire 31,250 shares vest every three months.
This Form 4 is amended to include seven warrants issued to Mr. Mathis that were inadvertently omitted from the original Form 4 as filed and corrects the total amount of beneficially owned derivative securities.
Warrants to purchase Series A Preferred Stock were automatically converted to common stock on July 14, 2014 on a 1:1 basis pursuant to the effectiveness of AWLD's Form 10 filed with the SEC on May 14, 2014.