Filing Details
- Accession Number:
- 0001140361-17-016760
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-04-25 17:53:29
- Reporting Period:
- 2017-04-10
- Filing Date:
- 2017-04-25
- Accepted Time:
- 2017-04-25 17:53:29
- Original Submission Date:
- 2017-04-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 771497 | Abm Industries Inc | ABM | Services-To Dwellings & Other Buildings (7340) | 941369354 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1669091 | Rene Jacobsen | One Liberty Plaza 7Th Floor New York NY 10006 | Pres - Business & Industry | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-10 | 950 | $25.30 | 16,541 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-10 | 950 | $41.88 | 15,591 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2017-04-10 | 950 | $0.00 | 950 | $25.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,340 | 2020-09-06 | No | 4 | M | Direct |
Footnotes
- The sale of shares reported in this Form 4 were previously reported on a Form 4 filed on 4/10/17. However, the related option exercise (which was a broker-assisted cashless exercise resulting in the sale of the shares exercised) was mistakenly omitted from the prior Form 4, and so this amendment is being filed to add the option exercise.
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
- Stock options granted under the 2006 Equity Incentive Plan.
- 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.
Billionaire Hedge Funds
