Filing Details

Accession Number:
0001141391-17-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-25 14:37:04
Reporting Period:
2017-04-24
Filing Date:
2017-04-25
Accepted Time:
2017-04-25 14:37:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418221 J Gary Flood 2000 Purchase Street
Purchase NY 10577-2509
President, Gl Prod & Solutions No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-04-24 34,140 $42.04 78,819 No 4 M Direct
Class A Common Stock Acquisiton 2017-04-24 42,200 $51.83 121,019 No 4 M Direct
Class A Common Stock Disposition 2017-04-24 83,959 $115.43 37,060 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-04-24 34,140 $42.04 34,140 $42.04
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-04-24 42,200 $51.83 42,200 $51.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-03-01 No 4 M Direct
51,040 2023-03-01 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017.
  2. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013.
  4. The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014.