Filing Details
- Accession Number:
- 0001141391-17-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-25 14:37:04
- Reporting Period:
- 2017-04-24
- Filing Date:
- 2017-04-25
- Accepted Time:
- 2017-04-25 14:37:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418221 | J Gary Flood | 2000 Purchase Street Purchase NY 10577-2509 | President, Gl Prod & Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-04-24 | 34,140 | $42.04 | 78,819 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-04-24 | 42,200 | $51.83 | 121,019 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-04-24 | 83,959 | $115.43 | 37,060 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-04-24 | 34,140 | $42.04 | 34,140 | $42.04 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-04-24 | 42,200 | $51.83 | 42,200 | $51.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-03-01 | No | 4 | M | Direct | |
51,040 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013.
- The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014.