Filing Details
- Accession Number:
- 0001077771-17-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-24 19:28:33
- Reporting Period:
- 2017-04-24
- Filing Date:
- 2017-04-24
- Accepted Time:
- 2017-04-24 19:28:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1322289 | L Ron Farnsworth | One Sw Columbia Street, Suite 1200 Portland OR 97258 | Evp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-04-24 | 8,365 | $17.93 | 190,355 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-04-24 | 12 | $0.00 | 1,280 | No | 4 | J | Indirect | by 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | by 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,179 | Indirect | by IRA |
| Common Stock | 2,274 | Indirect | by Spouse IRA |
Footnotes
- Sale of stock to satisfy tax obligations upon vesting of restricted stock awards.
- Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- Not required.
Billionaire Hedge Funds
