Filing Details
- Accession Number:
- 0001209191-17-028017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-24 19:07:18
- Reporting Period:
- 2017-04-20
- Filing Date:
- 2017-04-24
- Accepted Time:
- 2017-04-24 19:07:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1442236 | Quest Resource Holding Corp | QRHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1112727 | A Mitchell Saltz | 3481 Plano Parkway The Colony TX 75056 | Yes | No | Yes | No | |
1560933 | Southwest Green Investments, L.l.c. | 3481 Plano Parkway The Colony TX 75056 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-04-20 | 4,500 | $2.59 | 3,721,897 | No | 4 | S | Indirect | By Southwest Green Investments, L.L.C. |
Common Stock | Disposition | 2017-04-21 | 4,900 | $2.55 | 3,716,997 | No | 4 | S | Indirect | By Southwest Green Investments, L.L.C. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Southwest Green Investments, L.L.C. |
No | 4 | S | Indirect | By Southwest Green Investments, L.L.C. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,944,186 | Indirect | By Stockbridge Enterprises, L.P. |
Common Stock | 1,500 | Indirect | By Trust |
Footnotes
- The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.73, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Saltz controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.
- The shares are owned directly by the Saltz & Noreen Revocable Family Trust.