Filing Details
- Accession Number:
- 0001077428-17-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-24 15:04:03
- Reporting Period:
- 2017-04-21
- Filing Date:
- 2017-04-24
- Accepted Time:
- 2017-04-24 15:04:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077428 | Texas Capital Bancshares Inc | TCBI | State Commercial Banks (6022) | 752679109 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1140571 | J Ian Turpin | 2000 Mckinney Ave, Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-21 | 2,000 | $22.47 | 9,991 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-21 | 1,500 | $18.67 | 11,491 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-21 | 993 | $73.55 | 10,498 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-04-21 | 2,507 | $73.59 | 7,991 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2017-04-21 | 2,000 | $0.00 | 2,000 | $22.47 |
| Common Stock | Stock Appreciation Rights | Disposition | 2017-04-21 | 1,500 | $0.00 | 1,500 | $18.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-07-23 | 2017-07-23 | No | 4 | M | Direct |
| 1,500 | 2009-05-19 | 2018-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,904 | Indirect | See Footnote |
| Common Stock | 14,641 | Indirect | See Footnote |
| Common Stock | 5,951 | Indirect | See Footnote |
Footnotes
- The stated price represents the weighted average based on prices ranging from $73.58 to $73.59. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- Shares are owned by the RJN Trust, of which Mr. Turpin's spouse is the trustee.
- Shares are owned by the Nini Gift Trust, of which Mr. Turpin's spouse is the trustee.
- Shares are owned by the Johnson Management Trust, of which Mr. Turpin's spouse is the trustee.
- The stock appreciation rights vested in five equal annual installments beginning on July 23, 2008.
- The stock appreciation rights vested in five equal annual installments beginning on May 19, 2009.
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