Filing Details
- Accession Number:
- 0000874015-17-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-21 17:42:32
- Reporting Period:
- 2017-04-19
- Filing Date:
- 2017-04-21
- Accepted Time:
- 2017-04-21 17:42:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874015 | Ionis Pharmaceuticals Inc | IONS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 897667 | T Stanley Crooke | C/O Ionis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-19 | 5,000 | $7.25 | 43,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-19 | 5,000 | $43.25 | 38,014 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-04-19 | 500 | $7.25 | 3,562 | No | 4 | M | Indirect | By wife |
| Common Stock | Disposition | 2017-04-19 | 500 | $43.25 | 3,062 | No | 4 | S | Indirect | By wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-04-19 | 5,000 | $0.00 | 5,000 | $7.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-04-19 | 500 | $0.00 | 500 | $7.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,462 | 2016-01-03 | 2019-01-02 | No | 4 | M | Direct |
| 10,404 | 2016-01-03 | 2019-01-02 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 725,391 | Indirect | By trust |
Footnotes
- Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on 9/21/2015.
- Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person's wife on 9/21/2015.
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