Filing Details
- Accession Number:
- 0001209191-17-027904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-21 17:28:24
- Reporting Period:
- 2017-04-19
- Filing Date:
- 2017-04-21
- Accepted Time:
- 2017-04-21 17:28:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419041 | Tocagen Inc | TOCA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1352620 | Faheem Hasnain | C/O Tocagen Inc. 3030 Bunker Hill, Ste. 230 San Diego CA 92109 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-19 | 102,857 | $10.00 | 102,857 | No | 4 | J | Indirect | By Faheem Hasnain and Marie Hasnain Co-Trustees of the Hasnain Revocable Trust,dtd February 19, 2010 |
| Common Stock | Acquisiton | 2017-04-19 | 100,000 | $10.00 | 202,857 | No | 4 | P | Indirect | By Faheem Hasnain and Marie Hasnain Co-Trustees of the Hasnain Revocable Trust,dtd February 19, 2010 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | By Faheem Hasnain and Marie Hasnain Co-Trustees of the Hasnain Revocable Trust,dtd February 19, 2010 |
| No | 4 | P | Indirect | By Faheem Hasnain and Marie Hasnain Co-Trustees of the Hasnain Revocable Trust,dtd February 19, 2010 |
Footnotes
- Represents the conversion of an outstanding convertible promissory note in the principal amount of $1,000,000, plus $28,575.34 accrued interest, into shares of the Issuer's common stock upon closing of the Issuer's initial public offering at a conversion price of $10.00 per share.
- The shares were purchased at the Issuer's initial public offering.
Billionaire Hedge Funds
