Filing Details
- Accession Number:
- 0001209191-17-027857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-21 16:48:20
- Reporting Period:
- 2017-04-20
- Filing Date:
- 2017-04-21
- Accepted Time:
- 2017-04-21 16:48:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1287012 | K Edward Zinser | 201 East Sandpointe 8Th Floor Santa Ana CA 92707 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-20 | 10,000 | $21.95 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-20 | 10,000 | $70.00 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2017-04-20 | 10,000 | $21.95 | 10,000 | $21.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | 2009-02-11 | 2018-02-11 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
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