Filing Details
- Accession Number:
- 0001126328-17-000111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-21 15:41:26
- Reporting Period:
- 2017-04-20
- Filing Date:
- 2017-04-21
- Accepted Time:
- 2017-04-21 15:41:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543399 | E. Luis Valdes | 711 High Street Des Moines IA 50392 | Pres - Int'l Asset Mgmt&Accum | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-20 | 37,255 | $44.88 | 119,472 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-20 | 37,255 | $63.00 | 82,217 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-04-20 | 23,656 | $51.33 | 105,873 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-20 | 23,656 | $63.00 | 82,217 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-04-20 | 37,255 | $0.00 | 37,255 | $44.88 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-04-20 | 23,656 | $0.00 | 23,656 | $51.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-24 | 2024-04-24 | No | 4 | M | Direct |
| 11,829 | 2017-02-23 | 2025-02-23 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017.
- Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Billionaire Hedge Funds
