Filing Details
- Accession Number:
- 0001209191-17-027783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-20 20:09:03
- Reporting Period:
- 2017-04-18
- Filing Date:
- 2017-04-20
- Accepted Time:
- 2017-04-20 20:09:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512673 | Square Inc. | SQ | Services-Prepackaged Software (7372) | 800429876 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570658 | Sarah Friar | 1455 Market Street Suite 600 San Francisco CA 94103 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-04-18 | 19,200 | $16.96 | 57,600 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2017-04-19 | 19,200 | $17.28 | 38,400 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Acquisiton | 2017-04-19 | 265,331 | $0.00 | 375,916 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Acquisiton | 2017-04-19 | 205,683 | $0.00 | 205,683 | $17.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 205,683 | 2027-04-18 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.87 to $17.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held of record by the Revocable Trust.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.06 to $17.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on July 1, 2017, and 1/16 of the RSUs vest every three months thereafter.
- 1/48 of the shares subject to the option vest on May 1, 2017, and 1/48 of the shares vest monthly thereafter.
Billionaire Hedge Funds
