Filing Details

Accession Number:
0001140361-17-016310
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-20 17:21:28
Reporting Period:
2017-04-18
Filing Date:
2017-04-20
Accepted Time:
2017-04-20 17:21:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064728 Peabody Energy Corp BTU () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937611 Elliott International, L.p. 40 West 57Th Street, 30Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-04-18 365,618 $24.07 9,748,427 No 4 P Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-04-18 34,000 $23.86 9,782,427 No 4 P Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-04-18 201 $0.01 9,782,628 No 4 X Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-04-19 157,284 $24.92 9,939,912 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 X Indirect See footnotes
No 4 P Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (Right to Buy) Disposition 2017-04-18 201 $0.00 201 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-03 2017-07-03 No 4 X Indirect
Footnotes
  1. This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
  2. Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.