Filing Details
- Accession Number:
- 0001445866-17-000500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-20 12:05:01
- Reporting Period:
- 2017-01-26
- Filing Date:
- 2017-04-20
- Accepted Time:
- 2017-04-20 12:05:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 13156 | Galaxy Gaming Inc. | GLXZ | Services-Amusement & Recreation Services (7900) | 208143439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1471461 | B. Robert Saucier | 6767 Spencer Street Las Vegas NV 89119 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-26 | 7,768 | $0.61 | 32,232 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-01-31 | 4,402 | $0.61 | 27,830 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-02 | 48 | $0.61 | 27,782 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-08 | 97 | $0.61 | 27,685 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-10 | 400 | $0.61 | 27,285 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-13 | 1,800 | $0.61 | 25,485 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-17 | 6,000 | $0.61 | 19,485 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-21 | 5,000 | $0.63 | 14,485 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-21 | 7,000 | $0.62 | 7,485 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-21 | 6,000 | $0.65 | 1,485 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-22 | 580 | $0.61 | 905 | No | 4 | S | Indirect | FOOTNOTE |
| Common Stock | Disposition | 2017-02-23 | 905 | $0.62 | 0 | No | 4 | S | Indirect | FOOTNOTE |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
| No | 4 | S | Indirect | FOOTNOTE |
Footnotes
- Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.
Billionaire Hedge Funds
