Home > Insider Trading > Filing (0000950103-17-003659)

Filing Details

Accession Number:: 0000950103-17-003659
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-19 17:43:57
Reporting Period:: 2017-03-01

Filing Date:: 2017-04-19
Accepted Time:: 2017-04-19 17:43:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1275014	Ultra Clean Holdings Inc.	UCTT	Semiconductors & Related Devices (3674)	611430858

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1698675	David Speirs	Ultra Clean Holdings, Inc. 26462 Corporate Ave Hayward CA 94545	Svp, North America	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-03-01	4,204	$14.29	147,920	No	4	P	Direct
Common Stock	Disposition	2017-03-15	9,958	$14.60	137,962	No	4	S	Direct
Common Stock	Disposition	2017-03-17	18,052	$15.37	119,910	No	4	S	Direct
Common Stock	Disposition	2017-04-17	16,119	$15.13	103,791	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	200	Indirect	by son

Footnotes

This Form is being filed late to report transactions that were inadvertently omitted from prior reports. The reporting person's sale of UCTT common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4,204 shares, with the reporting person's purchase of 4,204 shares of UCTT common stock at a price of $14.29 per share on March 1, 2017. The reporting person has paid UCTT $4,666.44, representing the full amount of the profit (using a per share sale price of $15.40, which was the highest sale price for any individual sale transaction during the relevant time period) in connection with the short-swing transaction, and the reporting person has further agreed to pay UCTT any further profits that result from future sales.
This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.3338 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Shares sold pursuant to a previously established Rule 10b5-1 Plan.
This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.00 to $15.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.