Filing Details

Accession Number:
0001209191-17-027339
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-18 17:41:07
Reporting Period:
2017-04-16
Filing Date:
2017-04-18
Accepted Time:
2017-04-18 17:41:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605617 Jerome Michael Campbell 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Evp, Product & Technology No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-16 1,228 $0.00 39,462 No 4 M Direct
Common Stock Disposition 2017-04-16 462 $31.51 39,020 No 4 F Direct
Common Stock Acquisiton 2017-04-18 547 $6.51 39,597 No 4 M Direct
Common Stock Acquisiton 2017-04-18 1,453 $6.51 41,020 No 4 M Direct
Common Stock Disposition 2017-04-18 2,000 $40.35 39,020 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-04-16 1,228 $0.00 1,228 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-04-18 547 $0.00 547 $6.51
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-04-18 1,453 $0.00 1,453 $6.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,228 No 4 M Direct
14,813 2018-11-11 No 4 M Direct
0 2018-11-11 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 8, 2016.
  2. Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  3. The restricted stock units vest in four annual installments beginning 4/16/15.
  4. No Expiration date.
  5. The option award is fully vested.