Filing Details
- Accession Number:
- 0001225208-17-008109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-18 16:15:03
- Reporting Period:
- 2017-04-17
- Filing Date:
- 2017-04-18
- Accepted Time:
- 2017-04-18 16:15:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662926 | Stacey Friedman | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-17 | 52,552 | $46.58 | 63,344 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-04-17 | 40,000 | $37.15 | 103,344 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-17 | 10,792 | $85.07 | 92,552 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-04-17 | 72,057 | $85.23 | 20,495 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2017-04-17 | 52,552 | $0.00 | 52,552 | $46.58 |
Common Stock | Stock Appreciation Rights | Disposition | 2017-04-17 | 40,000 | $0.00 | 40,000 | $37.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,139 | 2023-01-17 | No | 4 | M | Direct | |
10,000 | 2022-08-20 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to 10b5-1 Plan dated February 1, 2017.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning August 20, 2013. Shares resulting from exercise must be held at least five years from the grant date.