Filing Details
- Accession Number:
- 0001493152-17-003905
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-14 17:15:09
- Reporting Period:
- 2017-03-16
- Filing Date:
- 2017-04-14
- Accepted Time:
- 2017-04-14 17:15:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1482541 | Surna Inc. | SRNA | Agricultural Services (700) | 273911608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608502 | Marie Brandy Keen | 6519 Steeple Rock Dr Frederick CO 80516 | Vp Sales, Secretary | Yes | Yes | Yes | No |
| 1608505 | Banks Stephen Keen | 6519 Steeple Rock Dr Frederick CO 80516 | Director Of Technology | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-04-05 | 5,700,000 | $0.11 | 25,984,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-05 | 1,425,000 | $0.11 | 24,559,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-06 | 475,000 | $0.11 | 24,084,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-06 | 3,800,000 | $0.11 | 20,284,669 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-16 | 1,544,400 | $0.00 | 1,544,400 | $0.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-16 | 1,544,400 | $0.00 | 1,544,400 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-31 | 2017-03-18 | No | 4 | J | Direct |
| 0 | 2014-03-31 | 2017-03-18 | No | 4 | J | Direct |
Footnotes
- Shares sold from joint account of the reporting persons.
- Options held by Brandy Marie Keen.
- Options held by Stephen Banks Keen.
- Options transferred in a private transaction. No cash consideration paid.
- Represents options under the Safari 2014 Stock Option Plan, which was assumed by the Company.
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