Filing Details

Accession Number:
0001209191-17-026919
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-13 18:23:35
Reporting Period:
2017-04-12
Filing Date:
2017-04-13
Accepted Time:
2017-04-13 18:23:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276837 Laura Stark 1050 Enterprise Way, Suite 700
Sunnyvale CA 94089
Svp, Gm Esd No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-12 465 $8.55 211,976 No 4 M Direct
Common Stock Acquisiton 2017-04-12 700 $7.31 212,676 No 4 M Direct
Common Stock Acquisiton 2017-04-12 971 $5.46 213,647 No 4 M Direct
Common Stock Acquisiton 2017-04-12 804 $8.76 214,451 No 4 M Direct
Common Stock Disposition 2017-04-12 4,686 $12.75 209,765 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Acquisiton 2017-04-12 465 $0.00 465 $8.55
Common Stock Employee stock option (right to buy) Acquisiton 2017-04-12 700 $0.00 700 $7.31
Common Stock Employee stock option (right to buy) Acquisiton 2017-04-12 971 $0.00 971 $5.46
Common Stock Employee stock option (right to buy) Acquisiton 2017-04-12 804 $0.00 804 $8.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,651 2009-08-02 2019-02-02 No 4 M Direct
26,600 2012-08-01 2022-02-01 No 4 M Direct
36,913 2013-08-01 2023-02-01 No 4 M Direct
43,392 2014-08-03 2024-02-03 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
  2. All shares were sold at an exact sale price of $12.75.
  3. Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.
  4. Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
  5. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
  6. Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.