Filing Details
- Accession Number:
- 0001062993-17-001864
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-13 15:03:06
- Reporting Period:
- 2016-12-23
- Filing Date:
- 2017-04-13
- Accepted Time:
- 2017-04-13 15:03:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1399352 | Cool Technologies Inc. | WARM | Services-Educational Services (8200) | 753076597 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1684154 | Khic Llc | 36 Manchester Drive Westfield NJ 07090 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock | Acquisiton | 2016-03-09 | 3 | $0.00 | 3 | No | 4 | J | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2016-12-23 | 650,000 | $0.10 | 650,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 | Call Right to Purchase Common Stock | Acquisiton | 2016-12-08 | 4,000,000 | $0.05 | 4,000,000 | $0.05 |
| Common Stock, $0.001 | Warrant to Purchase Common Stock | Acquisiton | 2016-12-08 | 4,000,000 | $0.06 | 4,000,000 | $0.06 |
| Common Stock, $0.001 | Warrant to Purchase Common Stock | Acquisiton | 2016-12-23 | 650,000 | $0.12 | 650,000 | $0.12 |
| Common Stock, $0.001 | Warrant to Purchase Common Stock | Acquisiton | 2016-12-23 | 650,000 | $0.15 | 650,000 | $0.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,994,914 | 2016-12-08 | 2017-05-31 | No | 4 | P | Direct |
| 22,994,914 | 2016-12-08 | 2022-05-31 | No | 4 | P | Direct |
| 23,644,914 | 2016-12-23 | 2021-12-23 | No | 4 | P | Direct |
| 24,294,914 | 2016-12-23 | 2021-12-23 | No | 4 | P | Direct |
Footnotes
- Shares were assigned to Reporting Person. Each share of Series A Preferred represents 50,000 shares of Common Stock (and has voting rights to 50,000 shares of Common Stock).
- Issuable only upon exercise by the Reporting Person of the Call Right to Purchase Common Stock. If such Call Right is exercised, the warrant expiration date will be five (5) years from the date of exercise of the Call Right.
Billionaire Hedge Funds
