Filing Details
- Accession Number:
- 0001325533-17-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-12 21:19:15
- Reporting Period:
- 2017-04-10
- Filing Date:
- 2017-04-12
- Accepted Time:
- 2017-04-12 21:19:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325533 | Red Oak Partners, Llc | 1441 Broadway Suite 5022 New York NY 10018 | No | No | Yes | No | |
1423093 | David Sandberg | 1969 Sw 17Th Street Boca Raton FL 33486 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-04-10 | 1,911 | $11.57 | 201,567 | No | 4 | S | Indirect | By Pinnacle Opportunities Fund, LP. directly |
Common Stock | Disposition | 2017-04-10 | 1,833 | $11.57 | 193,504 | No | 4 | S | Indirect | By The Red Oak Fund, LP directly |
Common Stock | Disposition | 2017-04-10 | 806 | $11.57 | 85,064 | No | 4 | S | Indirect | By The Red Oak Long Fund, LP directly |
Common Stock | Disposition | 2017-04-11 | 26,100 | $11.50 | 175,467 | No | 4 | S | Indirect | By Pinnacle Opportunities Fund, LP. directly |
Common Stock | Disposition | 2017-04-11 | 25,235 | $11.50 | 168,269 | No | 4 | S | Indirect | By The Red Oak Fund, LP directly |
Common Stock | Disposition | 2017-04-11 | 11,088 | $11.50 | 73,976 | No | 4 | S | Indirect | By The Red Oak Long Fund, LP directly |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Pinnacle Opportunities Fund, LP. directly |
No | 4 | S | Indirect | By The Red Oak Fund, LP directly |
No | 4 | S | Indirect | By The Red Oak Long Fund, LP directly |
No | 4 | S | Indirect | By Pinnacle Opportunities Fund, LP. directly |
No | 4 | S | Indirect | By The Red Oak Fund, LP directly |
No | 4 | S | Indirect | By The Red Oak Long Fund, LP directly |
Footnotes
- Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.
- ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities.
- ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.
- Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- This transaction was executed in multiple trades at prices ranging from $11.50 to $11.675. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.
- This transaction was executed in multiple trades at prices ranging from $11.50 to $11.60. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.