Filing Details
- Accession Number:
- 0001283643-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-12 18:16:41
- Reporting Period:
- 2017-04-10
- Filing Date:
- 2017-04-12
- Accepted Time:
- 2017-04-12 18:16:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1651094 | Elevate Credit Inc. | ELVT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082906 | C Jay Hoag | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188444 | Jr Q Jon Reynolds | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188456 | John Drew | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1197937 | Rick Kimball | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1274664 | Tcv V Lp | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1283643 | Technology Crossover Management V Llc | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1361345 | Tcv Member Fund, L.p. | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1406576 | C. John Rosenberg | C/O Tcmi, Inc. 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-10 | 37,055 | $0.00 | 37,055 | No | 4 | C | Indirect | TCV V, L.P. |
Common Stock | Acquisiton | 2017-04-10 | 920,537 | $0.00 | 957,593 | No | 4 | C | Indirect | TCV V, L.P. |
Common Stock | Acquisiton | 2017-04-10 | 4,931,037 | $0.00 | 5,888,631 | No | 4 | C | Indirect | TCV V, L.P. |
Common Stock | Acquisiton | 2017-04-10 | 78,494 | $6.50 | 5,967,123 | No | 4 | P | Indirect | TCV V, L.P. |
Common Stock | Acquisiton | 2017-04-10 | 715 | $0.00 | 715 | No | 4 | C | Indirect | TCV Member Fund, L.P. |
Common Stock | Acquisiton | 2017-04-10 | 17,695 | $0.00 | 18,410 | No | 4 | C | Indirect | TCV Member Fund, L.P. |
Common Stock | Acquisiton | 2017-04-10 | 98,370 | $0.00 | 116,780 | No | 4 | C | Indirect | TCV Member Fund, L.P. |
Common Stock | Acquisiton | 2017-04-10 | 1,506 | $6.50 | 118,286 | No | 4 | P | Indirect | TCV Member Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | TCV V, L.P. |
No | 4 | C | Indirect | TCV V, L.P. |
No | 4 | C | Indirect | TCV V, L.P. |
No | 4 | P | Indirect | TCV V, L.P. |
No | 4 | C | Indirect | TCV Member Fund, L.P. |
No | 4 | C | Indirect | TCV Member Fund, L.P. |
No | 4 | C | Indirect | TCV Member Fund, L.P. |
No | 4 | P | Indirect | TCV Member Fund, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2017-04-10 | 368,215 | $0.00 | 920,537 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2017-04-10 | 7,078 | $0.00 | 17,695 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2017-04-10 | 1,972,415 | $0.00 | 4,931,037 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2017-04-10 | 39,348 | $0.00 | 98,370 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.
- The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.
- The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.
- These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.