Filing Details
- Accession Number:
- 0001127602-17-014682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-12 17:07:32
- Reporting Period:
- 2017-04-10
- Filing Date:
- 2017-04-12
- Accepted Time:
- 2017-04-12 17:07:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674862 | Ashland Global Holdings Inc | ASH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438239 | T. Anne Schumann | 1313 N Market Street Wilmington DE 19894 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-10 | 6,300 | $70.37 | 16,573 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-04-10 | 2,550 | $89.69 | 19,123 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-04-10 | 850 | $89.69 | 19,973 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-10 | 1,369 | $125.07 | 10,459 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-04-10 | 186 | $125.07 | 10,273 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-04-10 | 4,486 | $125.07 | 15,487 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-04-10 | 2,074 | $125.07 | 13,413 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-04-10 | 692 | $125.07 | 12,721 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-04-11 | 1,814 | $126.00 | 10,907 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-04-11 | 476 | $126.00 | 10,431 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-04-11 | 158 | $126.00 | 10,273 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2017-04-10 | 6,300 | $0.00 | 6,300 | $70.37 |
Common Stock | Stock Appreciation Right | Disposition | 2017-04-10 | 2,550 | $0.00 | 2,550 | $89.69 |
Common Stock | Stock Appreciation Right | Disposition | 2017-04-10 | 850 | $0.00 | 850 | $89.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-11-14 | 2022-12-14 | No | 4 | M | Direct |
850 | 2014-11-13 | 2023-12-13 | No | 4 | M | Direct |
0 | 2014-11-13 | 2023-12-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,308 | Indirect | 401(K) |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
- Balance includes 5,443 shares of unvested Restricted Stock, of which 33 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements (17 on December 15, 2016 and 16 on March 15, 2017).
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
- Based on Employee Savings Plan information as of April 11, 2017, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.