Filing Details

Accession Number:
0000014693-17-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-11 17:02:27
Reporting Period:
2017-04-07
Filing Date:
2017-04-11
Accepted Time:
2017-04-11 17:02:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631269 E Ralph Chabert De 850 Dixie Highway
Louisville KY 40210
Svp, Chief Diversity Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Disposition 2017-04-07 1,760 $45.53 4,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Restricted Stock Units $0.00 2017-04-30 238 238 Direct
Class B Common Restricted Stock Units $0.00 2018-04-30 286 286 Direct
Class B Common Stock Appreciation Right $13.53 2012-05-01 2019-04-30 1,180 1,180 Direct
Class B Common Stock Appreciation Right $23.20 2014-05-01 2021-04-30 3,434 3,434 Direct
Class B Common Stock Appreciation Right $36.21 2016-05-01 2023-04-30 1,154 1,154 Direct
Class B Common Stock Appreciation Right $45.99 2017-05-01 2024-04-30 1,334 1,334 Direct
Class B Common Stock Appreciation Right $51.13 2018-05-01 2025-04-30 5,616 5,616 Direct
Class B Common Stock Appreciation Right $49.01 2019-05-01 2026-04-30 6,432 6,432 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
238 238 Direct
286 286 Direct
2019-04-30 1,180 1,180 Direct
2021-04-30 3,434 3,434 Direct
2023-04-30 1,154 1,154 Direct
2024-04-30 1,334 1,334 Direct
2025-04-30 5,616 5,616 Direct
2026-04-30 6,432 6,432 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.5271 to $45.53, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Updated to reflect the August 2016 stock split and corrected as a result of prior reporting error.
  3. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  4. The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.
  5. Reflects the acquisition of 119 additional restricted stock units in the August 2016 stock split.
  6. The restricted stock units were granted on July 24, 2014, and vest April 30, 2018.
  7. Reflects the acquisition of 143 additional restricted stock units in the August 2016 stock split.
  8. These stock appreciation rights were previously reported as covering 590 shares at an exercise price of $27.05 but were adjusted to reflect the August 2016 stock split.
  9. These stock appreciation rights were previously reported as covering 1,717 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
  10. These stock appreciation rights were previously reported as covering 577 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
  11. These stock appreciation rights were previously reported as covering 667 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
  12. These stock appreciation rights were previously reported as covering 2,808 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
  13. These stock appreciation rights were previously reported as covering 3,216 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.