Filing Details
- Accession Number:
- 0000014693-17-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-11 17:02:27
- Reporting Period:
- 2017-04-07
- Filing Date:
- 2017-04-11
- Accepted Time:
- 2017-04-11 17:02:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631269 | E Ralph Chabert De | 850 Dixie Highway Louisville KY 40210 | Svp, Chief Diversity Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Disposition | 2017-04-07 | 1,760 | $45.53 | 4,610 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Restricted Stock Units | $0.00 | 2017-04-30 | 238 | 238 | Direct | |
Class B Common | Restricted Stock Units | $0.00 | 2018-04-30 | 286 | 286 | Direct | |
Class B Common | Stock Appreciation Right | $13.53 | 2012-05-01 | 2019-04-30 | 1,180 | 1,180 | Direct |
Class B Common | Stock Appreciation Right | $23.20 | 2014-05-01 | 2021-04-30 | 3,434 | 3,434 | Direct |
Class B Common | Stock Appreciation Right | $36.21 | 2016-05-01 | 2023-04-30 | 1,154 | 1,154 | Direct |
Class B Common | Stock Appreciation Right | $45.99 | 2017-05-01 | 2024-04-30 | 1,334 | 1,334 | Direct |
Class B Common | Stock Appreciation Right | $51.13 | 2018-05-01 | 2025-04-30 | 5,616 | 5,616 | Direct |
Class B Common | Stock Appreciation Right | $49.01 | 2019-05-01 | 2026-04-30 | 6,432 | 6,432 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
238 | 238 | Direct | |
286 | 286 | Direct | |
2019-04-30 | 1,180 | 1,180 | Direct |
2021-04-30 | 3,434 | 3,434 | Direct |
2023-04-30 | 1,154 | 1,154 | Direct |
2024-04-30 | 1,334 | 1,334 | Direct |
2025-04-30 | 5,616 | 5,616 | Direct |
2026-04-30 | 6,432 | 6,432 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.5271 to $45.53, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Updated to reflect the August 2016 stock split and corrected as a result of prior reporting error.
- Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.
- Reflects the acquisition of 119 additional restricted stock units in the August 2016 stock split.
- The restricted stock units were granted on July 24, 2014, and vest April 30, 2018.
- Reflects the acquisition of 143 additional restricted stock units in the August 2016 stock split.
- These stock appreciation rights were previously reported as covering 590 shares at an exercise price of $27.05 but were adjusted to reflect the August 2016 stock split.
- These stock appreciation rights were previously reported as covering 1,717 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
- These stock appreciation rights were previously reported as covering 577 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
- These stock appreciation rights were previously reported as covering 667 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
- These stock appreciation rights were previously reported as covering 2,808 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
- These stock appreciation rights were previously reported as covering 3,216 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.