Filing Details
- Accession Number:
- 0001354488-17-000460
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-11 16:21:24
- Reporting Period:
- 2017-04-07
- Filing Date:
- 2017-04-11
- Accepted Time:
- 2017-04-11 16:21:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-04-07 | 1,050 | $1.00 | 269,460 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2017-04-10 | 8,950 | $1.03 | 260,510 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $3.70 | 2015-01-07 | 2020-01-07 | 37,000 | 37,000 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $23.40 | 2013-12-16 | 2017-12-16 | 3,810 | 3,810 | Indirect |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2022-06-18 | 34,827 | 34,827 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2022-06-18 | 4,254 | 4,254 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-07 | 37,000 | 37,000 | Direct |
| 2017-12-16 | 3,810 | 3,810 | Indirect |
| 2022-06-18 | 34,827 | 34,827 | Direct |
| 2022-06-18 | 4,254 | 4,254 | Direct |
Footnotes
- Reporting Person's spouse sold shares held in her name in open market transactions. Post-split numbers have been provided pursuant to 1:10 reverse split of 4/7/2017.
- Reporting Person's holdings include: 13,371 held by spouse, 42,943 fully vested shares held directly and 54,546 shares issued pursuant to a restricted stock grant; and 149,650 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
Billionaire Hedge Funds
