Filing Details

Accession Number:
0001398344-17-004776
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-11 16:19:06
Reporting Period:
2017-04-10
Filing Date:
2017-04-11
Accepted Time:
2017-04-11 16:19:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495584 Firsthand Technology Value Fund Inc. SVVC () 273008946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575747 F Mark Fitzgerald 150 Almaden Boulevard, Suite 1250
San Jose CA 95113
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Firsthand Technology Value Fund, Inc. Acquisiton 2017-04-10 2,000 $8.09 3,000 No 4 P Direct
Firsthand Technology Value Fund, Inc. Acquisiton 2017-04-10 2,000 $8.07 5,000 No 4 P Indirect Managed Family Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Managed Family Account