Filing Details

Accession Number:
0001127602-17-014613
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-11 12:42:49
Reporting Period:
2017-04-07
Filing Date:
2017-04-11
Accepted Time:
2017-04-11 12:42:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC Retail-Eating Places (5812) 812421743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685859 Riu Sun 16/F Two Grand Gateway
3 Hong Qiao Road
Shanghai F4 200030
Chief Growth Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-07 14,451 $21.06 17,828 No 4 M Direct
Common Stock Acquisiton 2017-04-07 4,971 $26.64 22,799 No 4 M Direct
Common Stock Disposition 2017-04-07 9,755 $31.20 13,044 No 4 D Direct
Common Stock Disposition 2017-04-07 4,245 $31.20 8,799 No 4 D Direct
Common Stock Disposition 2017-04-07 5,422 $31.22 3,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 D Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-04-07 14,451 $0.00 14,451 $21.06
Common Stock Stock Appreciation Right Disposition 2017-04-07 4,971 $0.00 4,971 $26.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,356 2026-02-05 No 4 M Direct
14,913 2025-07-16 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $31.22 to $31.251. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. Vesting occurs 25% per year beginning one year from 2/5/2016.
  3. Vesting occurs 25% per year beginning one year from 7/16/2015.