Filing Details
- Accession Number:
- 0001615774-17-001614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-10 21:41:06
- Reporting Period:
- 2017-04-07
- Filing Date:
- 2017-04-10
- Accepted Time:
- 2017-04-10 21:41:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1266806 | Second Sight Medical Products Inc | EYES | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624919 | Gregg Williams | 12744 San Fernando Road Building 3 Sylmar CA 91342 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-07 | 4,000,000 | $1.00 | 19,384,634 | No | 4 | P | Indirect | . |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | . |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common | Acquisiton | 2017-04-07 | 48,157 | $0.00 | 48,157 | $5.00 |
Common Stock | Warrant to Purchase Common | Acquisiton | 2017-04-07 | 168,548 | $0.00 | 168,548 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
263,078 | 2012-07-31 | 2017-07-31 | No | 4 | P | Indirect |
408,548 | 2013-02-23 | 2018-02-28 | No | 4 | P | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | $1.47 | 2017-03-13 | 2022-03-13 | 6,802,721 | 6,802,721 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-13 | 6,802,721 | 6,802,721 | Indirect |
Footnotes
- Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction.
- Of which (i) Gregg G. Williams 2006 Trust, owns 13,542,298 shares and warrants to purchase 7,019,426 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares.