Filing Details
- Accession Number:
- 0000899243-17-009864
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-10 17:03:38
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2017-04-10
- Accepted Time:
- 2017-04-10 17:03:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299969 | Comstock Holding Companies Inc. | CHCI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248217 | P Robert Pincus | 1886 Metro Center Drive, 4Th Floor Reston VA 20190 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-05-12 | 2,857 | $0.00 | 17,729 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2017-03-15 | 2,419 | $0.00 | 20,148 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2017-04-06 | 11,000 | $1.00 | 31,148 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | A warrant to purchase Class A Common Stock | Acquisiton | 2014-11-12 | 892 | $0.00 | 892 | $7.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
892 | 2015-05-12 | 2024-11-12 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,382 | Indirect | RLR Investment Management LLC |
Footnotes
- These shares were granted for services provided in 2017.
- These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
- Includes 1,976 shares of Class A Common Stock representing acquisitions in a prior year inadvertantly omitted from previous filings.
- These securities are owned directly by RLR Investment Management, LLC ("RLR"). Mr. Pincus is the sole manager of RLR and as such has the power to direct the vote and to direct the disposition of investments owned by RLR. Mr. Pincus, his spouse, and LMP 2005 Trust, a trust established for the benefit of Mr. Pincus's minor son, are the remaining members of RLR. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
- These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.