Filing Details

Accession Number:
0000899243-17-009864
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-10 17:03:38
Reporting Period:
2014-11-14
Filing Date:
2017-04-10
Accepted Time:
2017-04-10 17:03:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299969 Comstock Holding Companies Inc. CHCI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248217 P Robert Pincus 1886 Metro Center Drive, 4Th Floor
Reston VA 20190
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-05-12 2,857 $0.00 17,729 No 4 A Direct
Class A Common Stock Acquisiton 2017-03-15 2,419 $0.00 20,148 No 4 A Direct
Class A Common Stock Acquisiton 2017-04-06 11,000 $1.00 31,148 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock A warrant to purchase Class A Common Stock Acquisiton 2014-11-12 892 $0.00 892 $7.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
892 2015-05-12 2024-11-12 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,382 Indirect RLR Investment Management LLC
Footnotes
  1. These shares were granted for services provided in 2017.
  2. These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
  3. Includes 1,976 shares of Class A Common Stock representing acquisitions in a prior year inadvertantly omitted from previous filings.
  4. These securities are owned directly by RLR Investment Management, LLC ("RLR"). Mr. Pincus is the sole manager of RLR and as such has the power to direct the vote and to direct the disposition of investments owned by RLR. Mr. Pincus, his spouse, and LMP 2005 Trust, a trust established for the benefit of Mr. Pincus's minor son, are the remaining members of RLR. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  5. The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
  6. These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.