Filing Details

Accession Number:
0000899243-17-009858
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-10 17:00:57
Reporting Period:
2014-12-15
Filing Date:
2017-04-10
Accepted Time:
2017-04-10 17:00:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299969 Comstock Holding Companies Inc. CHCI Operative Builders (1531) 201164345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484689 R Jubal Thompson 1886 Metro Center Drive, 4Th Floor
Reston VA 20190
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2015-03-31 1,150 $6.44 56,579 No 4 F Direct
Class A Common Stock Disposition 2016-03-31 1,371 $1.79 55,208 No 4 F Direct
Class A Common Stock Acquisiton 2017-03-06 65,000 $0.00 120,208 No 4 A Direct
Class A Common Stock Acquisiton 2017-04-06 24,998 $1.00 145,206 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2014-12-11 3,572 $0.00 3,572 $7.63
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2017-03-06 32,500 $0.00 32,500 $2.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,572 2024-12-11 No 4 A Direct
32,500 2027-03-06 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (right to buy) $4.97 2010-02-12 2020-02-12 35,714 35,714 Direct
Class A Common Stock Employee Stock Option (right to buy) $7.00 2011-12-15 2017-12-31 14,285 14,285 Direct
Class A Common Stock Employee Stock Option (right to buy) $13.23 2023-12-13 10,714 10,714 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-12 35,714 35,714 Direct
2017-12-31 14,285 14,285 Direct
2023-12-13 10,714 10,714 Direct
Footnotes
  1. The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.
  2. The options vest in four annual equal installments commencing in December 2015.
  3. The options vest in four annual equal installments commencing in December 2014.
  4. Includes 21 shares of Class A Common Stock representing disposals in a prior year inadvertantly omitted from previous filings.
  5. The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
  6. The options vest in four annual equal installments commencing in March 2018.