Filing Details
- Accession Number:
- 0000899243-17-009858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-10 17:00:57
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2017-04-10
- Accepted Time:
- 2017-04-10 17:00:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299969 | Comstock Holding Companies Inc. | CHCI | Operative Builders (1531) | 201164345 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1484689 | R Jubal Thompson | 1886 Metro Center Drive, 4Th Floor Reston VA 20190 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2015-03-31 | 1,150 | $6.44 | 56,579 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2016-03-31 | 1,371 | $1.79 | 55,208 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2017-03-06 | 65,000 | $0.00 | 120,208 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2017-04-06 | 24,998 | $1.00 | 145,206 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-12-11 | 3,572 | $0.00 | 3,572 | $7.63 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-03-06 | 32,500 | $0.00 | 32,500 | $2.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,572 | 2024-12-11 | No | 4 | A | Direct | |
32,500 | 2027-03-06 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | $4.97 | 2010-02-12 | 2020-02-12 | 35,714 | 35,714 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $7.00 | 2011-12-15 | 2017-12-31 | 14,285 | 14,285 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $13.23 | 2023-12-13 | 10,714 | 10,714 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-02-12 | 35,714 | 35,714 | Direct |
2017-12-31 | 14,285 | 14,285 | Direct |
2023-12-13 | 10,714 | 10,714 | Direct |
Footnotes
- The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.
- The options vest in four annual equal installments commencing in December 2015.
- The options vest in four annual equal installments commencing in December 2014.
- Includes 21 shares of Class A Common Stock representing disposals in a prior year inadvertantly omitted from previous filings.
- The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
- The options vest in four annual equal installments commencing in March 2018.