Filing Details
- Accession Number:
- 0000899243-17-009851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-10 16:55:27
- Reporting Period:
- 2014-04-02
- Filing Date:
- 2017-04-10
- Accepted Time:
- 2017-04-10 16:55:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299969 | Comstock Holding Companies Inc. | CHCI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1048316 | M Joseph Squeri | 1886 Metro Center Drive, 4Th Floor Reston VA 20190 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-03-31 | 1,441 | $11.27 | 44,192 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-03-31 | 1,264 | $6.44 | 42,928 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2015-05-12 | 11,428 | $0.00 | 54,356 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2015-12-16 | 3,571 | $0.00 | 50,785 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2017-03-06 | 50,000 | $0.00 | 100,785 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2017-04-06 | 54,605 | $1.00 | 155,390 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | J | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-12-11 | 3,572 | $0.00 | 3,572 | $7.63 |
Class A Common Stock | A warrant to purchase Class A Common Stock | Acquisiton | 2014-12-18 | 7,142 | $0.00 | 7,142 | $7.30 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-12-16 | 2,679 | $0.00 | 2,679 | $7.63 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-12-16 | 8,037 | $0.00 | 8,037 | $13.23 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-03-06 | 32,500 | $0.00 | 32,500 | $2.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,572 | 2015-12-15 | 2024-12-11 | No | 4 | A | Direct |
7,142 | 2015-06-18 | 2024-12-18 | No | 4 | A | Direct |
893 | No | 4 | J | Direct | ||
2,679 | No | 4 | J | Direct | ||
32,500 | 2027-03-06 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | $11.83 | 2010-08-18 | 2020-08-18 | 14,285 | 14,285 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $7.56 | 2015-08-26 | 2021-08-31 | 14,285 | 14,285 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $13.23 | 2015-12-15 | 2023-12-13 | 10,716 | 10,716 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-08-18 | 14,285 | 14,285 | Direct |
2021-08-31 | 14,285 | 14,285 | Direct |
2023-12-13 | 10,716 | 10,716 | Direct |
Footnotes
- The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.
- These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
- These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.
- The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
- Represents unvested options/restricted shares at the time of the Officer's termination of employment.
- The options vest in four annual equal installments commencing in March 2018.
- The options vest in four annual equal installments commencing in December 2015.