Filing Details

Accession Number:
0000899243-17-009851
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-10 16:55:27
Reporting Period:
2014-04-02
Filing Date:
2017-04-10
Accepted Time:
2017-04-10 16:55:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299969 Comstock Holding Companies Inc. CHCI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1048316 M Joseph Squeri 1886 Metro Center Drive, 4Th Floor
Reston VA 20190
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-03-31 1,441 $11.27 44,192 No 4 F Direct
Class A Common Stock Disposition 2015-03-31 1,264 $6.44 42,928 No 4 F Direct
Class A Common Stock Acquisiton 2015-05-12 11,428 $0.00 54,356 No 4 A Direct
Class A Common Stock Disposition 2015-12-16 3,571 $0.00 50,785 No 4 J Direct
Class A Common Stock Acquisiton 2017-03-06 50,000 $0.00 100,785 No 4 A Direct
Class A Common Stock Acquisiton 2017-04-06 54,605 $1.00 155,390 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 A Direct
No 4 J Direct
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2014-12-11 3,572 $0.00 3,572 $7.63
Class A Common Stock A warrant to purchase Class A Common Stock Acquisiton 2014-12-18 7,142 $0.00 7,142 $7.30
Class A Common Stock Employee Stock Option (right to buy) Disposition 2015-12-16 2,679 $0.00 2,679 $7.63
Class A Common Stock Employee Stock Option (right to buy) Disposition 2015-12-16 8,037 $0.00 8,037 $13.23
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2017-03-06 32,500 $0.00 32,500 $2.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,572 2015-12-15 2024-12-11 No 4 A Direct
7,142 2015-06-18 2024-12-18 No 4 A Direct
893 No 4 J Direct
2,679 No 4 J Direct
32,500 2027-03-06 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (right to buy) $11.83 2010-08-18 2020-08-18 14,285 14,285 Direct
Class A Common Stock Employee Stock Option (right to buy) $7.56 2015-08-26 2021-08-31 14,285 14,285 Direct
Class A Common Stock Employee Stock Option (right to buy) $13.23 2015-12-15 2023-12-13 10,716 10,716 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-08-18 14,285 14,285 Direct
2021-08-31 14,285 14,285 Direct
2023-12-13 10,716 10,716 Direct
Footnotes
  1. The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.
  2. These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
  3. These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.
  4. The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
  5. Represents unvested options/restricted shares at the time of the Officer's termination of employment.
  6. The options vest in four annual equal installments commencing in March 2018.
  7. The options vest in four annual equal installments commencing in December 2015.