Filing Details

Accession Number:
0000899243-17-009850
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-10 16:55:22
Reporting Period:
2014-04-02
Filing Date:
2017-04-10
Accepted Time:
2017-04-10 16:55:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299969 Comstock Holding Companies Inc. CHCI Operative Builders (1531) 201164345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311081 Christopher Clemente 1886 Metro Center Drive, 4Th Floor
Reston VA 20190
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2017-04-06 25,000 $1.00 220,250 No 4 P Direct
Class A Common Stock Disposition 2014-03-31 1,725 $11.27 245,748 No 4 F Direct
Class A Common Stock Disposition 2014-12-31 3,546 $7.21 242,202 No 4 F Direct
Class A Common Stock Disposition 2015-03-31 1,725 $6.44 240,477 No 4 F Direct
Class A Common Stock Disposition 2016-03-31 2,058 $1.79 238,419 No 4 F Direct
Class A Common Stock Acquisiton 2015-05-12 8,000 $0.00 23,984 No 4 A Indirect By Spouse
Class A Common Stock Acquisiton 2015-05-12 85,714 $0.00 85,714 No 4 A Indirect By Comstock Development Services, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 A Indirect By Spouse
No 4 A Indirect By Comstock Development Services, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2014-12-11 3,572 $0.00 3,572 $7.63
Class A Common Stock A warrant to purchase Class A Common Stock Acquisiton 2016-08-15 150,000 $0.00 150,000 $1.76
Class A Common Stock A warrant to purchase Class A Common Stock Disposition 2015-03-14 3,571 $0.00 3,571 $0.00
Class A Common Stock A warrant to purchase Class A Common Stock Disposition 2015-03-12 7,857 $0.00 7,857 $0.00
Class A Common Stock A warrant to purchase Class A Common Stock Acquisiton 2015-01-12 5,000 $0.00 5,000 $7.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,572 2024-12-11 No 4 A Direct
150,000 2017-02-15 2026-08-15 No 4 A Indirect
0 2015-03-14 No 4 J Indirect
0 2015-03-12 No 4 J Indirect
5,000 2015-07-11 2015-01-12 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,142 Indirect Custodian for Nicholas Schar Clemente
Class A Common Stock 2,142 Indirect Custodian for Michael Douglas Schar Clemente
Class A Common Stock 2,142 Indirect Custodian for Dylan Schar Clemente
Class A Common Stock 2,142 Indirect Custodian for Noah Fitzgerald Schar Clemente
Class A Common Stock 2,142 Indirect Custodian for Mary Madeline Schar Clemente
Class A Common Stock 2,142 Indirect Custodian for Haley Schar Clemente
Class A Common Stock 9,904 Indirect By FR 54, LLC
Class A Common Stock 124,465 Indirect By Stonehenge Funding, LC
Class B Common Stock 195,250 Indirect By FR 54, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (right to buy) $12.67 2016-03-31 2022-03-31 2,857 2,857 Indirect
Class A Common Stock Employee Stock Option (right to buy) $7.00 2011-12-31 2017-12-31 3,571 3,571 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-03-31 2,857 2,857 Indirect
2017-12-31 3,571 3,571 Indirect
Footnotes
  1. These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
  2. The options vest in four annual equal installments commencing in December 2015.
  3. These securities are owned directly by Comstock Development Services, LLC, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Development Services, LLC.
  4. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.
  5. Includes 1,074 shares of Class A Common Stock representing acquisition in the form of grants in a prior year inadvertantly omitted from previous filings.
  6. These securities were owned directly by Comstock Asset Management, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Asset Management.
  7. The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
  8. Represents warrants previously issued that subsequently expired prior to being executed.
  9. These warrants were issued in connection with the Comstock Investors X Private Placement Offering.