Filing Details
- Accession Number:
- 0001179110-17-005879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-07 19:14:48
- Reporting Period:
- 2017-01-10
- Filing Date:
- 2017-04-07
- Accepted Time:
- 2017-04-07 19:14:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1592386 | Virtu Financial Inc. | VIRT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573310 | T Michael Viola | C/O Virtu Financial, Inc., 900 Third Ave New York NY 10022 | Yes | No | Yes | No | |
1573350 | J Vincent Viola | 900 Third Avenue New York NY 10022-1010 | Executive Chairman | Yes | Yes | Yes | No |
1602512 | Tjmt Holdings Llc | C/O Virtu Financial, Inc. 900 3Rd Avenue New York NY 10022 | See Viola, Vincent J. | Yes | Yes | Yes | Yes |
1602918 | Teresa Viola | C/O Virtu Financial, Inc. 900 3Rd Avenue New York NY 10022 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-01-10 | 1,700 | $16.00 | 509,640 | No | 4 | P | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-01-12 | 7,844 | $15.99 | 519,228 | No | 4 | P | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-04-05 | 41,584 | $15.97 | 655,458 | No | 4 | P | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-04-06 | 50,000 | $15.86 | 705,458 | No | 4 | P | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-04-07 | 50,000 | $15.78 | 755,458 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 200,000 | Direct | |
Class A Common Stock | 5,752 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
- Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.70 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Directly owned by Mr. Vincent Viola.
- Directly owned by Mr. Michael Viola.