Filing Details
- Accession Number:
- 0001104659-17-022319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-07 18:30:43
- Reporting Period:
- 2017-04-05
- Filing Date:
- 2017-04-07
- Accepted Time:
- 2017-04-07 18:30:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185068 | J Christopher Schaepe | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1347126 | Lightspeed Venture Partners Vii, L.p. | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1366048 | Barry Eggers | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1366051 | Peter Nieh | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1435573 | Lightspeed Venture Partners Viii Lp | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1522568 | Lightspeed Ultimate General Partner Viii, Ltd. | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1522569 | Lightspeed General Partner Viii, L.p. | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1602662 | Lightspeed Ultimate General Partner Vii, Ltd. | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1602663 | Lightspeed General Partner Vii, L.p. | 2200 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-04-05 | 100,000 | $17.62 | 24,947 | No | 4 | S | Indirect | By Barry Eggers Revocable Trust dtd 6/4/2008 |
Class A Common Stock | Disposition | 2017-04-05 | 8,600 | $0.00 | 16,347 | No | 4 | G | Indirect | By Barry Eggers Revocable Trust dtd 6/4/2008 |
Class A Common Stock | Disposition | 2017-04-05 | 43,074 | $17.62 | 0 | No | 4 | S | Indirect | By Eggers Investments, L.P. |
Class A Common Stock | Disposition | 2017-04-05 | 50,000 | $17.50 | 114,947 | No | 4 | S | Indirect | By The Schaepe-Chiu Living Trust Dated 11/5/1997 |
Class A Common Stock | Disposition | 2017-04-05 | 50,000 | $17.66 | 64,947 | No | 4 | S | Indirect | By The Schaepe-Chiu Living Trust Dated 11/5/1997 |
Class A Common Stock | Disposition | 2017-04-05 | 14,723 | $17.51 | 155,179 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-04-05 | 46,271 | $17.51 | 29,590 | No | 4 | S | Indirect | By Nieh Family Investments I LP - Fund 1 |
Class A Common Stock | Disposition | 2017-04-06 | 55,410 | $18.10 | 99,769 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-04-06 | 29,590 | $18.10 | 0 | No | 4 | S | Indirect | By Nieh Family Investments I LP - Fund 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Barry Eggers Revocable Trust dtd 6/4/2008 |
No | 4 | G | Indirect | By Barry Eggers Revocable Trust dtd 6/4/2008 |
No | 4 | S | Indirect | By Eggers Investments, L.P. |
No | 4 | S | Indirect | By The Schaepe-Chiu Living Trust Dated 11/5/1997 |
No | 4 | S | Indirect | By The Schaepe-Chiu Living Trust Dated 11/5/1997 |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Nieh Family Investments I LP - Fund 1 |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Nieh Family Investments I LP - Fund 1 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 4,631,331 | Indirect | By Lightspeed Venture Partners VII, L.P. |
Class A Common Stock | 751,928 | Indirect | By Lightspeed Venture Partners VIII, L.P. |
Class A Common Stock | 86,148 | Indirect | By Schaepe-Chiu Investments I LP - Fund 1 |
Footnotes
- These sales were executed in multiple trades at prices ranging from $17.10 to $17.995. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
- The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity.
- These sales were executed in multiple trades at prices ranging from $17.27 to $17.73. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
- These sales were executed in multiple trades at prices ranging from $17.68 to $17.99. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
- These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- The shares are held of record by Lightspeed VII.
- Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- The shares are held of record by Lightspeed VIII.
- Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
- The shares are held of record by Peter Nieh.