Filing Details
- Accession Number:
- 0001209191-17-026260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-07 16:29:49
- Reporting Period:
- 2017-04-05
- Filing Date:
- 2017-04-07
- Accepted Time:
- 2017-04-07 16:29:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1525769 | Dave & Buster's Entertainment Inc. | PLAY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200232 | J Alan Lacy | 2481 Manana Drive Dallas TX 75220 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-05 | 14,702 | $4.44 | 55,485 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-05 | 14,702 | $60.37 | 40,783 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-04-06 | 10,298 | $4.44 | 51,081 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-06 | 10,298 | $59.90 | 40,783 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-04-05 | 14,702 | $0.00 | 14,702 | $4.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-04-06 | 10,298 | $0.00 | 10,298 | $4.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 132,464 | 2020-06-01 | No | 4 | M | Direct | |
| 122,166 | 2020-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 131,238 | Indirect | Alan J. Lacy Irrevocable Qualified Annuity Trust No. 2016-3 |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $60.200 to $60.500, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $59.690 to $60.000, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- All of the shares subject to the option have previously vested.
Billionaire Hedge Funds
