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Filing Details

Accession Number:: 0000899243-17-009598
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2017-04-05 20:28:39
Reporting Period:: 2017-03-29

Filing Date:: 2017-04-05
Accepted Time:: 2017-04-05 20:28:39
Original Submission Date:: 2017-03-31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1619682	Iconiq Strategic Partners Ii-B, L.p.	C/O Iconiq Strategic Partners 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111	No	No	Yes	No
1619710	Iconiq Strategic Partners Ii, L.p.	C/O Iconiq Strategic Partners 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111	No	No	Yes	No
1654712	Iconiq Strategic Partners Ii Co-Invest, L.p., Ax Series	C/O Iconiq Strategic Partners 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111	No	No	Yes	No
1688124	J.g. William Griffith	C/O Iconiq Strategic Partners 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111	No	No	Yes	No
1688143	Divesh Makan	C/O Iconiq Strategic Partners 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111	No	No	Yes	No
1702831	Iconiq Strategic Partners Ii Tt Gp, Ltd	C/O Iconiq Strategic Partners 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111	No	No	Yes	No
1702932	Iconiq Strategic Partners Ii Gp, L.p.	C/O Iconiq Strategic Partners 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-03-29	378,618	$14.00	378,618	No	4	P	Direct
Class A Common Stock	Acquisiton	2017-03-29	296,382	$14.00	296,382	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Series C Preferred Stock	Disposition	2017-03-29	621,660	$0.00	621,660	$0.00
Class B Common Stock	Series C Preferred Stock	Disposition	2017-03-29	486,634	$0.00	486,634	$0.00
Class B Common Stock	Series C Preferred Stock	Disposition	2017-03-29	721,437	$0.00	721,437	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2017-03-29	621,660	$0.00	621,660	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2017-03-29	486,634	$0.00	486,634	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2017-03-29	721,437	$0.00	721,437	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
907,480	No	4	C	Direct
710,373	No	4	C	Direct
1,053,132	No	4	C	Direct

Footnotes

ICONIQ Strategic Partners II, L.P ("ICONIQ II") is the direct owner of these securities.
ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B") is the direct owner of these securities.
Each share of Series C Preferred Stock automatically converted into one (1) share of Class B Common Stock immediately prior to the consummation of the Issuer's initial public offering on March 29, 2017. The shares of Series C Preferred Stock had no expiration date.
ICONIQ Strategic Partners II Co-Invest, L.P., AX Series ("ICONIQ II Co-Invest, AX Series") is the direct owner of these securities.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Certificate of Incorporation. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class B Common Stock have no expiration date.
ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP"), is the general partner of each of ICONIQ II, ICONIQ II-B and ICONIQ II Co-Invest, AX Series. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP") is the general partner of ICONIQ GP. Divesh Makan and William Griffith are the sole equity holders and directors of ICONIQ Parent GP. Each of ICONIQ GP, ICONIQ Parent GP, Divesh Makan and William Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.