Filing Details
- Accession Number:
- 0000919574-17-003172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-05 19:28:09
- Reporting Period:
- 2017-04-03
- Filing Date:
- 2017-04-05
- Accepted Time:
- 2017-04-05 19:28:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1099094 | Discovery Global Opportunity Partners, L.p. | C/O Discovery Capital Management, Llc 20 Marshall Street, Suite 310 South Norwalk CT 06854 | No | No | Yes | No | |
| 1389507 | Discovery Capital Management, Llc / Ct | 20 Marshall Street Suite 310 South Norwalk CT 06854 | No | No | Yes | No | |
| 1528766 | K. Robert Citrone | C/O Discovery Capital Management, Llc 20 Marshall Street, Suite 310 South Norwalk CT 06854 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2017-04-03 | 7,192,536 | $0.00 | 14,192,991 | No | 4 | C | Indirect | See Footnote |
| Common Stock, $0.01 Par Value | Acquisiton | 2017-04-03 | 7,445,754 | $0.00 | 12,444,728 | No | 4 | C | Indirect | See Footnote |
| Common Stock, $0.01 Par Value | Acquisiton | 2017-04-05 | 870,363 | $0.01 | 15,063,354 | No | 4 | X | Indirect | See Footnote |
| Common Stock, $0.01 Par Value | Acquisiton | 2017-04-05 | 600,774 | $0.01 | 13,045,502 | No | 4 | X | Indirect | See Footnote |
| Common Stock, $0.01 Par Value | Disposition | 2017-04-05 | 320 | $27.25 | 15,063,034 | No | 4 | S | Indirect | See Footnote |
| Common Stock, $0.01 Par Value | Disposition | 2017-04-05 | 220 | $27.25 | 13,045,282 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | X | Indirect | See Footnote |
| No | 4 | X | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Series A Convertible Preferred Stock | Disposition | 2017-04-03 | 3,641,992 | $0.00 | 7,192,536 | $0.00 |
| Common Stock, $0.01 Par Value | Series A Convertible Preferred Stock | Disposition | 2017-04-03 | 3,770,211 | $0.00 | 7,445,754 | $0.00 |
| Common Stock, $0.01 Par Value | Warrant | Disposition | 2017-04-05 | 870,363 | $0.00 | 870,363 | $0.01 |
| Common Stock, $0.01 Par Value | Warrant | Disposition | 2017-04-05 | 600,774 | $0.00 | 600,774 | $0.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-03 | No | 4 | C | Indirect | |
| 0 | 2017-04-03 | No | 4 | C | Indirect | |
| 0 | 2017-04-03 | 2017-07-03 | No | 4 | X | Indirect |
| 0 | 2017-04-03 | 2017-07-03 | No | 4 | X | Indirect |
Footnotes
- The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.
- The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.
- The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.
- On April 5, 2017, the Reporting Person exercised Warrants to purchase 870,363 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 320 shares to pay the exercise price and issuing the Reporting Person the remaining 870,043 shares.
- On April 5, 2017, the Reporting Person exercised Warrants to purchase 600,774 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 220 shares to pay the exercise price and issuing the Reporting Person the remaining 600,554 shares.
Billionaire Hedge Funds
