Filing Details

Accession Number:
0001127602-17-014340
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-04-05 17:10:34
Reporting Period:
2017-03-31
Filing Date:
2017-04-05
Accepted Time:
2017-04-05 17:10:34
Original Submission Date:
2017-04-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA Life Insurance (6311) 521222820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574919 M Alain Karaoglan 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-31 717 $36.17 35,536 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Unit $0.00 87,725 87,725 Direct
Common Stock Restricted Stock Units $0.00 74,641 74,641 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
87,725 87,725 Direct
74,641 74,641 Direct
Footnotes
  1. Corrects an error in the number of shares acquired that was previously reported.
  2. These shares were purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP").
  3. The stock units will vest based on their respective award agreements.
  4. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.