Filing Details
- Accession Number:
- 0001127602-17-014340
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-04-05 17:10:34
- Reporting Period:
- 2017-03-31
- Filing Date:
- 2017-04-05
- Accepted Time:
- 2017-04-05 17:10:34
- Original Submission Date:
- 2017-04-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535929 | Voya Financial Inc. | VOYA | Life Insurance (6311) | 521222820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1574919 | M Alain Karaoglan | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-31 | 717 | $36.17 | 35,536 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Unit | $0.00 | 87,725 | 87,725 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 74,641 | 74,641 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
87,725 | 87,725 | Direct | |
74,641 | 74,641 | Direct |
Footnotes
- Corrects an error in the number of shares acquired that was previously reported.
- These shares were purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP").
- The stock units will vest based on their respective award agreements.
- The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.