Filing Details
- Accession Number:
- 0001562180-17-001476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-05 16:55:21
- Reporting Period:
- 2017-04-03
- Filing Date:
- 2017-04-05
- Accepted Time:
- 2017-04-05 16:55:21
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256992 | A Catherine Lesjak | 1501 Page Mill Rd Palo Alto CA 94304 | Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-03 | 337,576 | $6.40 | 599,775 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-03 | 120,000 | $12.49 | 719,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-03 | 719,775 | $17.60 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-04-03 | 337,576 | $0.00 | 337,576 | $6.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-04-03 | 120,000 | $0.00 | 120,000 | $12.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-17 | 2020-12-05 | No | 4 | M | Direct |
| 240,384 | 2016-12-11 | 2021-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 306 | Indirect | By Spouse |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/29/2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44-$17.93, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became fully vested and exercisable on 9/17/2015.
- This option is no longer exercisable following this date.
- This option became fully vested and exercisable on 12/11/2016.
Billionaire Hedge Funds
