Filing Details
- Accession Number:
- 0001209191-17-025613
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-05 16:13:20
- Reporting Period:
- 2017-04-03
- Filing Date:
- 2017-04-05
- Accepted Time:
- 2017-04-05 16:13:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237268 | I Douglas Kra | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Svp, Global Customer Success | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-03 | 1,524 | $0.00 | 23,730 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-03 | 636 | $43.85 | 23,094 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-04-03 | 888 | $43.23 | 22,206 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-04-03 | 978 | $0.00 | 23,184 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-03 | 407 | $43.85 | 22,777 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-04-03 | 571 | $43.23 | 22,206 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2017-04-03 | 1,524 | $0.00 | 32,000 | $6.00 |
| Common Stock | Stock Options | Disposition | 2017-04-03 | 978 | $0.00 | 11,740 | $5.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,188 | 2008-12-13 | 2017-12-13 | No | 4 | M | Direct |
| 7,824 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Represents the weighted average of the sale prices on April 3, 2017, ranging from $42.90 to $43.75.
- Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.
- Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.
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