Filing Details
- Accession Number:
- 0001249155-17-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-04 20:58:58
- Reporting Period:
- 2017-03-31
- Filing Date:
- 2017-04-04
- Accepted Time:
- 2017-04-04 20:58:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477246 | S&W Seed Co | SANW | Agricultural Production-Crops (100) | 271275784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560579 | D Glen Bornt | 2311 E. Highway 98 Holtville CA 92250 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-31 | 5,900 | $5.00 | 174,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-03 | 3,612 | $5.00 | 170,488 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-04 | 2,762 | $5.00 | 167,726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Sales were made pursuant to a Rule 10b5-1 trading plan established by the reporting person.
Billionaire Hedge Funds
