Filing Details
- Accession Number:
- 0001140361-17-014671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-04 16:46:33
- Reporting Period:
- 2017-04-03
- Filing Date:
- 2017-04-04
- Accepted Time:
- 2017-04-04 16:46:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512499 | Lindblad Expeditions Holdings Inc. | LIND | Transportation Services (4700) | 274749725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1639280 | Ian Rogers | 96 Morton Street New York NY 10014 | Coo And Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-04-03 | 2,519 | $9.00 | 423,896 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-04 | 34,130 | $0.00 | 389,766 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Acquisiton | 2017-04-03 | 27,902 | $0.00 | 27,902 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,902 | No | 4 | A | Direct |
Footnotes
- Represents shares sold pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.05, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash.
- The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
Billionaire Hedge Funds
