Home > Insider Trading > Filing (0001140361-17-014671)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512499	Lindblad Expeditions Holdings Inc.	LIND	Transportation Services (4700)	274749725

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1639280	Ian Rogers	96 Morton Street New York NY 10014	Coo And Vp	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-04-03	2,519	$9.00	423,896	No	4	S	Direct
Common Stock	Disposition	2017-04-04	34,130	$0.00	389,766	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Acquisiton	2017-04-03	27,902	$0.00	27,902	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
27,902			No	4	A	Direct

Footnotes

Represents shares sold pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.05, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash.
The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.