Filing Details
- Accession Number:
- 0001245105-17-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-04 16:21:57
- Reporting Period:
- 2016-04-20
- Filing Date:
- 2017-04-04
- Accepted Time:
- 2017-04-04 16:21:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1437491 | Ecoark Holdings Inc. | EARK | Plastics Products, Nec (3089) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1671245 | M. Gary Metzger | 3333 Pinnacle Hills Parkway, Suite 220 Rogers AR 72758 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-20 | 2,500 | $4.00 | 3,677,171 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-31 | 5,316 | $0.00 | 3,682,487 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-03-31 | 120,484 | $4.15 | 3,802,971 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2016-04-20 | 2,500 | $0.00 | 2,500 | $7.50 |
| Common Stock | 10% Convertible Notes due 2018 | Disposition | 2017-03-31 | 0 | $0.00 | 120,484 | $4.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,500 | 2016-04-20 | 2018-12-31 | No | 4 | P | Direct |
| 0 | 2017-02-28 | 2018-06-30 | No | 4 | C | Direct |
Footnotes
- On April 20, 2016, the reporting person purchased 2,500 units (each consisting of one share of common stock and one warrant to purchase one share of common stock for $5.00) from the issuer for $4.00 per unit.
- Represents the reporting person's quarterly stock grant of unrestricted common stock for service on the issuer's board of directors during the quarter ended March 31, 2017.
Billionaire Hedge Funds
