Filing Details

Accession Number:
0001247543-17-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-04 11:59:52
Reporting Period:
2017-03-31
Filing Date:
2017-04-04
Accepted Time:
2017-04-04 11:59:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
277638 Davey Tree Expert Co NONE Agricultural Services (700) 340176110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247543 R Nicholas Sucic 1500 North Mantua Street
Kent OH 44240
Former Vp And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-31 4,583 $35.20 35,551 Yes 4 S Direct
Common Stock Acquisiton 2017-03-31 2,000 $16.00 37,551 No 4 M Direct
Common Stock Acquisiton 2017-03-31 2,000 $23.20 39,551 No 4 M Direct
Common Stock Acquisiton 2017-03-31 2,000 $26.40 41,551 No 4 M Direct
Common Stock Acquisiton 2017-03-31 1,000 $30.10 42,551 No 4 M Direct
Common Stock Disposition 2017-03-31 827 $35.20 41,724 No 4 F Direct
Common Stock Acquisiton 2017-03-31 1,050 $30.10 42,774 No 4 M Direct
Common Stock Acquisiton 2017-03-31 2,100 $32.70 44,874 No 4 M Direct
Common Stock Disposition 2017-03-31 2,849 $35.20 42,025 No 4 D Direct
Common Stock Disposition 2017-03-31 97 $35.20 41,928 No 4 F Direct
Common Stock Disposition 2017-03-31 811 $35.20 41,117 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
Yes 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-03-31 2,000 $0.00 2,000 $16.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-03-31 2,000 $0.00 2,000 $23.20
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-03-31 2,000 $0.00 2,000 $26.40
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-03-31 1,000 $0.00 1,000 $30.10
Common Stock Stock Appreciation Rights (2015) Disposition 2017-03-31 1,050 $0.00 1,050 $30.10
Common Stock Stock Appreciation Rights (2016) Disposition 2017-03-31 2,100 $0.00 2,100 $32.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-11-02 2019-11-02 No 4 M Direct
0 2014-06-24 2023-06-24 No 4 M Direct
0 2015-06-30 2024-06-30 No 4 M Direct
0 2016-06-29 2025-06-29 No 4 M Direct
0 2016-03-06 2024-12-31 No 4 M Direct
0 2017-03-04 2025-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,233 Indirect By 401(k) Plan
Footnotes
  1. Shares surrendered in connection with the exercise of Non-Qualified Stock Option shares.
  2. Payment of taxes in connection with netting of exercised option shares.
  3. Payment of taxes in connection with SARs pay-out.
  4. Payment of taxes in connection with PRSUs pay-out.
  5. The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 3,232.7146 common shares acquired through the Company's 401(K) benefit plan as of March 31, 2017, based on internal records.
  6. These options vested and became fully exercisable on November 2, 2014.
  7. These options become exercisable in 20% installments on each anniversary of the grant date beginning June 24, 2014.
  8. These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/30/2015.
  9. These options become exercisable in 20% installments on each anniversary of the grant date beginning June 29, 2016.
  10. Exercise of SARs.