Filing Details
- Accession Number:
- 0001247543-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-04 11:59:52
- Reporting Period:
- 2017-03-31
- Filing Date:
- 2017-04-04
- Accepted Time:
- 2017-04-04 11:59:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247543 | R Nicholas Sucic | 1500 North Mantua Street Kent OH 44240 | Former Vp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-31 | 4,583 | $35.20 | 35,551 | Yes | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-31 | 2,000 | $16.00 | 37,551 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-03-31 | 2,000 | $23.20 | 39,551 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-03-31 | 2,000 | $26.40 | 41,551 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-03-31 | 1,000 | $30.10 | 42,551 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-31 | 827 | $35.20 | 41,724 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-03-31 | 1,050 | $30.10 | 42,774 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-03-31 | 2,100 | $32.70 | 44,874 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-31 | 2,849 | $35.20 | 42,025 | No | 4 | D | Direct | |
Common Stock | Disposition | 2017-03-31 | 97 | $35.20 | 41,928 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-03-31 | 811 | $35.20 | 41,117 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
Yes | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-03-31 | 2,000 | $0.00 | 2,000 | $16.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-03-31 | 2,000 | $0.00 | 2,000 | $23.20 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-03-31 | 2,000 | $0.00 | 2,000 | $26.40 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-03-31 | 1,000 | $0.00 | 1,000 | $30.10 |
Common Stock | Stock Appreciation Rights (2015) | Disposition | 2017-03-31 | 1,050 | $0.00 | 1,050 | $30.10 |
Common Stock | Stock Appreciation Rights (2016) | Disposition | 2017-03-31 | 2,100 | $0.00 | 2,100 | $32.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-11-02 | 2019-11-02 | No | 4 | M | Direct |
0 | 2014-06-24 | 2023-06-24 | No | 4 | M | Direct |
0 | 2015-06-30 | 2024-06-30 | No | 4 | M | Direct |
0 | 2016-06-29 | 2025-06-29 | No | 4 | M | Direct |
0 | 2016-03-06 | 2024-12-31 | No | 4 | M | Direct |
0 | 2017-03-04 | 2025-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,233 | Indirect | By 401(k) Plan |
Footnotes
- Shares surrendered in connection with the exercise of Non-Qualified Stock Option shares.
- Payment of taxes in connection with netting of exercised option shares.
- Payment of taxes in connection with SARs pay-out.
- Payment of taxes in connection with PRSUs pay-out.
- The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 3,232.7146 common shares acquired through the Company's 401(K) benefit plan as of March 31, 2017, based on internal records.
- These options vested and became fully exercisable on November 2, 2014.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning June 24, 2014.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/30/2015.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning June 29, 2016.
- Exercise of SARs.