Filing Details
- Accession Number:
- 0000060667-17-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-04 08:52:32
- Reporting Period:
- 2017-04-01
- Filing Date:
- 2017-04-04
- Accepted Time:
- 2017-04-04 08:52:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
60667 | Lowes Companies Inc | LOW | Retail-Lumber & Other Building Materials Dealers (5211) | 560578072 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273913 | D Ricky Damron | 1000 Lowe'S Boulevard Mooresville NC 28117 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-01 | 31,500 | $0.00 | 78,225 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-01 | 14,348 | $82.21 | 63,877 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-04-01 | 4,900 | $0.00 | 68,777 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-04-03 | 17,152 | $81.96 | 51,625 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Share Units | Disposition | 2017-04-01 | 31,500 | $0.00 | 31,500 | $0.00 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2017-04-01 | 20,800 | $0.00 | 20,800 | $82.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
20,800 | 2027-04-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 65,434 | Indirect | by 401(k) Plan |
Footnotes
- Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016.
- Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on April 1, 2014.
- Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 1, 2020.
- This transaction was executed in multiple trades at prices ranging from $81.95 to $82.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 31, 2017.
- At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.
- The option vests in three annual installments beginning on April 1, 2018.